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Our document management software; Volume, offers a different approach to the usual, and more traditional, software functionality. A simpler view is presented, making training intuitive, and user acceptance an easier process, overcoming the main hurdles of implementation.
The application and adoption is an uncomplicated process. Typical administration training usually takes around an hour. Users are trained in less time. Full system rollout to the business and its operations is up and running in a matter of days, not the usual weeks and months which people have grown accustomed to.
A firm must arrange for orderly records to be kept of its business and internal organisation, including all services and transactions undertaken by it, which must be sufficient to enable the appropriate regulator or any other relevant competent authority under MiFID or the UCITS Directive to monitor the firm’s compliance with the requirements under the regulatory system, and in particular to ascertain that the firm has complied with all obligations with respect to clients. (FCA Handbook).
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